TaxTMI 
TaxTMI 
Conditions of registration
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....of the Board for continuing to act as such after the change; (b) 4[it shall pay the fees for registration, in the manner provided in these regulations;] (c) it shall take 9[all] steps for redressal of 10[the] grievances of the investors within 8[twenty-one calendar days] of the date of the receipt of the complaint 11[****]; (d) it shall maintain capital adequacy requirements specified in reg....
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....plicable. ************ NOTES:- 1 Inserted by the Securities and Exchange Board of India (Merchant Bankers) (Third Amendment) Regulations, 2006. w.e.f. 7-9-2006. 2 Substituted for the words ―Any 2[initial registration] granted under regulation 8 or any 31[permanent registration granted under regulation 8A by the Securities and Exchange Board of India (Change In Conditions Of Registratio....
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....clause (b) read as under ― (b) it shall pay the fees for 33[initial registration or permanent registration], as the case may be, in the manner provided in these regulations; Prior to the above, the words "initial registration or permanent registration" were substituted for the words "registration or renewal" by the Securities and Exchange Board of India (Merchant Bankers) (Amendment) Regul....
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....GN/2023/146 dated 16-08-2023 before it was read as, "one month" 9. Substituted vide F. No. SEBI/LAD-NRO/GN/2024/214 dated 29-11-2024 before it was read as, "adequate" 10. Inserted vide F. No. SEBI/LAD-NRO/GN/2024/214 dated 29-11-2024 11. Omitted vide F. No. SEBI/LAD-NRO/GN/2024/214 dated 29-11-2024 before it was read as, "and keep the Board informed about the n....