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Board’s right to inspect

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Full Text of the Document

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....ISCIPLINARY PROCEEDINGS Board's right to inspect. 19. (1) Where it appears to the Board so to do, it may appoint one or more persons as inspecting authority to undertake the inspection of the books....

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Full Text of the Document

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....; (c) to investigate into the complaints received from investors, other underwriters or any other person or any matter having a bearing on the activities of the underwriter; and (d) to investigate s....

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