Conditions of registration

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...., namely:- (a) where a registrar to an issue or a share transfer agent proposes ^3[change in control], it shall obtain prior approval of the Board for continuing to act as such after the change; (b) without prejudice to its obligations under any other law for the time being in force, it shall enter into a legally binding agreement with the body corporate or the person or group of persons for....

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....plaints have been redressed; (f) it shall abide by the regulations made under the Act in respect of the activities carried on by it as a registrar to an issue or a share transfer agent. ^6[(g) it shall immediately intimate the Board, details of changes that have taken place in the information that was submitted, while seeking registration.] (2) Nothing contained in clause (a) of sub-regul....

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....w.e.f. 5-7-2011. 3 Substituted for "to change its status or constitution" by the SEBI (Change in Conditions of Registration of Certain Intermediaries) (Amendment) Regulations, 2011, w.e.f. 19-4-2011. 4 Substituted by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations, 2016 w.e.f. 08-12-2016. Prior to subst....