Liability for action in case of default

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Liability for action in case of default

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....b) fails to furnish any information or furnishes wrong information relating to its activity as a mutual fund as required under these regulations; (c) fails to submit periodical returns as required under these regulations; (d) does not co-operate in any inquiry or inspection conducted by the Board; (e) fails to comply with any directions of the Board issued under the provisions of the Act or ....

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....tion; (l) mutual fund, asset management company or trustees of that mutual fund does not carry out its obligations as specified in these regulations, shall be dealt with in the manner provided under 2[Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008].]   ************** NOTES:- 1 Substituted by the SEBI (Procedure for Holding Enquiry by Enquiry....

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....oard in this behalf; (g) indulges in unfair trade practices in securities; Explanation: For the purpose of this clause "unfair trade practices" has the same meaning as in Securities & Exchange Board of India (Fraudulent and Unfair Trade Practices in Securities Market) Regulations, 1995; (h) is guilty of misconduct or improper or unbusinesslike or unprofessional conduct which is not in accordance....

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Liability for action in case of default