Definitions
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.... exchange, shall be construed with reference to the definition of control as provided in sub-section (27) of Section 2 of the Companies Act, 2013 (18 of 2013);] (c) "client" means any person who has entered into an agreement with a 4[custodian] to avail of custodial services provided by the 4[custodian]; (d) "4[custodian]" means any person who carries on or proposes to carry on the business of providing custodial services; 1[(e)"custodial services" in relation to securities 5[or goods] of a client or gold or gold related instruments 14[or silver or silver related instruments] held by a mutual fund or title deeds of real estate assets held by a real estate mutual fund scheme in accordance with the Securiti....
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.... Government under clause (bc) of section 2 of the Securities contracts (Regulation) Act, 1956 and forming the underlying of any commodity derivative contract;] (i) "inspecting officer" means an inspecting officer appointed by the Board under regulation 21; (j) "Schedule" means a Schedule annexed to these regulations. 13[(k) "securities" shall have the meaning assigned to it in clause (h) of section 2 of the Securities Contracts (Regulation) Act, 1956.] ************* NOTES:- 1 Substituted by the SEBI (Custodian of Securities) (Amendment) Regulations, 2008, w.e.f. 4-7- 2008. Prior to substitution, clause (e), as amended by SEBI (Custodian of Securities) (Amendment) Regulations, 2006, w.e.f. 12-1- 2006, ....
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....rds of the services referred to in sub-clause (i) to (iii);" 2 Inserted by the SEBI (Facilitation of Issuance of Indian Depository Receipts) (Amendment) Regulations, 2009 with effect from 19-6-2009. 3 Omitted by the SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002, w.e.f. 27-9-2002. Prior to its omission, clause (g) read as under, '(g) "enquiry officer" means an enquiry officer appointed by the Board, under regulation 29;" 4. Substituted vide NOTIFICATION No. SEBI/LAD-NRO/GN/2019/01 dated 01-01-2019 before it was read as "custodian of securities" 5. Inserted vide NOTIFICATION No. SEBI/LAD-NRO/GN/2019/01 dated 01-01-2019 6. Inserted vide NOTIFICATION No. SEBI/LAD-NRO/GN/2019/....
TaxTMI
TaxTMI