Action on inspection or investigation report

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....hairman may deem fit and appropriate including action under ^2[Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008.]]   ************ NOTES:- 1 Substituted by the SEBI (Procedure for Holding Enquiry by Enquiry officer and Imposing Penalty) Regulation, 2002 w.e.f. 27-9-2002. Prior to its substitution, regulation 33 read as under: "33. Com....