Securities And Exchange Board Of India (Depositories And Participants) (Amendment) Regulations, 2013

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....ulations, 1996, namely:- 1. These Regulations may be called the Securities and Exchange Board of India (Depositories and Participants) (Amendment) Regulations, 2013. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Depositories and Participants) Regulations, 1996,- (i) in regulation 20A, after sub-regulation (8), the following sub-regulations shall be inserted, namely:- "(9) The participant, to keep the registration in force, shall pay registration fee as specified in Part A of the Second Schedule for every five years from the sixth year of the date of grant of certificate of permanent registration. (10) The fee specified in sub-regulation (9) s....

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....nduct inspection of the records of the issuers or agents, as the case may be to ensure that the records of dematerialised securities are reconciled with all the securities issued by the issuer and submit its report to the Board if there is failure by the issuers or agents in such reconciliation of records." U. K. SINHA, Chairman [ADVT. III/4/Exty./69-ZB/13] Footnotes: 1. The principal regulations, Securities and Exchange Board of India (Depositories and Participants) Regulations, 1996 were published in the Gazette of India, Part II on May 16, 1996 vide S.O. No. 345(E). 2. The Securities and Exchange Board of India (Depositories and Participants) Regulations, 1996, were subsequently amended on : (a) February 7, 1997 by the SEBI (Deposi....

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....Third Amendment) Regulations, 2003 vide S.O. No. 1156(E). (n) March 10, 2004 by the SEBI (Criteria for Fit and Proper Person) Regulations, 2004 vide S.O. No. 398(E). (o) June 10, 2004 by the SEBI (Depositories and Participants) (Amendment) Regulations, 2004 vide S.O. No. 696(E). (p) October 10, 2007 by the SEBI (Depositories and Participants) (Amendment) Regulations, 2007 vide No. 11/LC/GN/2007/4485. (q) March 17, 2008 by the SEBI (Depositories and Participants) (Amendment) Regulations, 2008 vide F. No. 11/LC/GN/2008/20494. (r) May 26, 2008 by the Securities and Exchange Board of India (Intermediaries) Regulations, 2008 vide Notification No. LAD/NRO/GN/2008/11/126538. (s) August 8, 2008 by the SEBI (Depositories and Participants) (Sec....