Application for the grant of registration as collective
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....sp; FAX NO. : 4. ADDRESS OF THE REGISTERED OFFICE OF THE APPLICANT : PIN CODE : TELEPHONE NO. : &nb....
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....olding 5% or more voting rights and percentage of their share holdings, as of the latest date) 13. NET WORTH OF THE COMPANY : (as of the latest date) 14. PRESENT LINE(S) OF BUSINESS ACTIVITIES: (History, major achievements and present activity) 15. FINANCIAL INFORMATION : (Enclose Balance Sheet and Profit and Loss account for the immediately preceding 3 years) 16. ACCOUNTING POLICIES: (Furnish description of significant accounting policies) 17. NAMES AND ACTIVITIES OF ASSOCIATE COMPANIES/CONCERNS CARRYING ON ACTIVITIES RELATED TO THE SECURITIES MARKET AND GRANTED REGISTRATION BY SEBI : 18. MANAGEMENT OF THE COLLECTIVE INVESTMENT MANAGEMENT COMPANY: 19. BOARD OF DIRECTORS : (Indicate name, qualifications, ....
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.... OTHER INFORMATION : Any other information considered relevant to the nature of services rendered by the applicant. Names and addresses of the auditors of the applicant : 28. DOCUMENTS : Submit copies of : (a) Draft Trust Deed; and (b) Draft Investment Management Agreement INSTRUCTION FOR FILLING UP THE FORM :- (a) Applicants must submit a completed application form together with appropriate supporting documents to the Board. (b) It is important that this application form should be filled in accordance with the regulations. (c) An application which is not complete is liable to be rejected. (d) Answers must be typed and legible. (e) Information which needs to be supplied in more details may be given on sep....
TaxTMI