Suspension or cancellation of registration

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Full Text of the Document

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....der], by an order, for reasons to be recorded in writing, in the interests of investors and securities market take the following action against an intermediary : (a) issue a warning or censure (b) suspend the registration of the intermediary; or (c) cancel of the registration of the intermediary Provided that no final order of suspension or cancellation of an intermediary for violation of t....