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....^1[(b) "dealing in securities" includes: (i) an act of buying, selling or subscribing pursuant to any issue of any security or agreeing to buy, sell or subscribe to any issue of any security or otherwise transacting in any way in any security by any persons including as principal, agent, or intermediary referred to in section 12 of the Act ^4[, either by themselves or through mule ac....

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.... who does not believe it to be true; (3) an active concealment of a fact by a person having knowledge or belief of the fact; (4) a promise made without any intention of performing it; (5) a representation made in a reckless and careless manner whether it be true or false; (6) any such act or omission as any other law specifically declares to be fraudulent, ....

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....) any other matter of a like nature whether such comments are made in public or in private; (d) "Investigating Authority" means any ^2[person] authorized by the Board to undertake investigation under section 11C of the Act; or ^5[(da) "mule account" includes a trading account maintained with a stock broker or a dematerialised account or bank account linked with such trad....

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.... be]     ************* NOTES:- 1. Substituted vide Notification No. SEBI/LAD-NRO/GN/2018/56 dated 31-12-2018 w.e.f. 01-02-2019 before it was read as,  "(b) "dealing in securities" includes an act of buying, selling or subscribing pursuant to any issue of any security or agreeing to buy, sell or subscribe to any issue of any security or otherwise transacting....