Specified intermediary and other entity to obtain unique identification numbers

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....e notified by the Board in the official gazette, no specified intermediary or other entity shall act as such, unless- (a) it has obtained a unique identification number from the Designated Service Provider; and (b) the following related persons have been allotted unique identification numbers by the Designated Service Provider : (i) its principal officer and personnel engaged in the operational....

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....perational activities of asset management companies; and] (vii) its proprietor, where applicable; 3[***]    (viii) 4[***]. 5[Explanation.-For the purposes of sub-clauses (i) and (vi-a), the words 'personnel engaged in the operational activities' shall mean the employees comprising the top three tiers of management excluding the Board of Directors engaged in the operational activities ....

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....tions.   ****** 1 Substituted by the SEBI (Central Database of Market Participants) (Amendment) Regulations, 2004, vide S.O. No. 854(E) dated 21-7-2004. Prior to its substitution, sub-clause (v) read as under :- "(v) its associates and their directors;" 2 Inserted by the SEBI (Central Database of Market Participants) (Amendment) Regulations, 2004, vide S.O. No. 854(E) dated 21-7-2004. 3....