Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2013

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....s) Regulations, 2009, namely :- 1. These regulations may be called the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2013. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009, - (i) In regulation 73,- (a) in clause (e) of sub-regulation (1), after the words "the identity of" and before the words "the proposed allottees", the following words shall be inserted, namely,- "the natural persons who are the ultimate beneficial owners of the shares proposed to be allotted and/or who ultimately control" ; (b) in clause (e....

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.... (ii) in the first proviso, for the word "allotment", the words "trading approval" shall be substituted; (iii) in the second proviso, for the words "their allotment", the words "trading approval" shall be substituted. (b) in sub-regulation (2), for the words "their allotment", the words "trading approval" shall be substituted. (c) in sub-regulation (4), (i) for the word "allotment", the words "trading approval" shall be substituted; (ii) in the proviso, for the word "allotment", the words "trading approval" shall be substituted; (d) in sub-regulation (6), (i) for the words "preferential allotment", the words "trading approval" shall be substituted; (ii) the existing Explanation shall be numbered as Explanation 1 and after ....

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...., 2010 vide No. LAD-NRO/GN/2009-2010/25/189240. (c) 8th January, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2010 vide No. LAD-NRO/GN/2009-10/26/190146. (d) 13th April, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2010 vide No. LAD-NRO/GN/2010-11/03/1104. (e) 12th November, 2010 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2010 vide No. LAD-NRO/GN/2010-11/19/26456. (f) 29th April, 2011 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2011 ....