TaxTMI 
TaxTMI 
Securities and Exchange Board of India (Collective Investment Schemes) (Amendment) Regulations, 2014.
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....t) Regulations, 2014 No. LAD-NRO/GN/2013-14/39/51.- In exercise of the powers conferred by section 30 read with section 11 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to amend the Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999, namely:- 1. These regulations may be called the S....
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....vestment scheme under the proviso to sub-section (1) of section 11AA of the Act, shall make an application for grant of registration as a Collective Investment Management Company in Form A: Provided that any scheme or arrangement which is otherwise regulated or prohibited under any other law shall not be deemed to be a collective investment scheme. (2) All other provisions of the....
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....e Board.". (v) after Chapter IX, the following Chapter shall be inserted, namely:- "CHAPTER IX A EXISTING SCHEMES OR ARRANGEMENTS DEEMED TO BE A COLLECTIVE INVESTMENT SCHEME Existing schemes or arrangements deemed to be a collective investment scheme to obtain provisional registration 74A. (1) Any person who has been operating a scheme or arrangement deemed to be a collective invest....
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....investment scheme shall make an application to the Board in the manner specified in regulation 5.". U. K. SINHA, Chairman [Advt.-III/4/Exty./69 ZB/13] Footnotes: 1. Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999, the Principal Regulations, were published in the Gazette of India on 15th October 1999 vide No. S. O. 1035 (E). 2. The Principal R....