TaxTMI 
TaxTMI 
Securities and Exchange Board of India (Collective Investment Schemes) (Amendment) Regulations, 2014.
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....o. LAD-NRO/GN/2013-14/39/51.- In exercise of the powers conferred by section 30 read with section 11 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to amend the Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999, namely:- 1. These regulations may be called the Securities and Exchange Boar....
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....) of section 11AA of the Act, shall make an application for grant of registration as a Collective Investment Management Company in Form A: Provided that any scheme or arrangement which is otherwise regulated or prohibited under any other law shall not be deemed to be a collective investment scheme. (2) All other provisions of these regulations and the guidelines and circulars issued thereunder....
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...., namely:- "CHAPTER IX A EXISTING SCHEMES OR ARRANGEMENTS DEEMED TO BE A COLLECTIVE INVESTMENT SCHEME Existing schemes or arrangements deemed to be a collective investment scheme to obtain provisional registration 74A. (1) Any person who has been operating a scheme or arrangement deemed to be a collective investment scheme under the proviso to sub-section (1) of section 11AA of the Act at the ....
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....ation 5.". U. K. SINHA, Chairman [Advt.-III/4/Exty./69 ZB/13] Footnotes: 1. Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999, the Principal Regulations, were published in the Gazette of India on 15th October 1999 vide No. S. O. 1035 (E). 2. The Principal Regulations were subsequently amended on: - a. 14th February 2000 by Securities and Exchange Board ....