Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2016

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.....─In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Intermediaries) Regulations, 2008, namely:- 1. These regulations may be called the Securities and Exchange Board of India (Intermediaries) (Amendment) Regulat....

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....ds "and the key management persons", the words and symbol "the director, the promoter" shall be inserted; (b) in clause (c), for the symbol ".", the symbol ";" shall be substituted; (c) after clause (c), the following clause shall be inserted namely,- "(d) absence of categorization as a wilful defaulter." U.K. SINHA, CHAIRMAN [ADVT.-III/4/Exty.111(69 ZB)] Footnote: 1. The principal regulat....