Maintenance of records
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....ecommendation provided; (iii) rationale for arriving at research recommendation; (iv) record of public appearance. ^1[(v) Know Your Client records of the fee paying client; (vi) a register or record containing list of the clients along with client's PAN, the date and nature of the research service, details of the products/securities for which research service wa....


TaxTMI
TaxTMI