Half Yearly Reporting by Portfolio Managers

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....rtfolio Managers Dear Sir/ Madam, Sub: Half Yearly Reporting by Portfolio Managers 1. Please refer to SEBI circular No.1(93-94) dated October 20, 1993 regarding submission of half yearly report by portfolio managers. 2. The format for the half yearly report on portfolio management activity has been revised as per enclosed Annexure. All portfolio managers are advised to submit the half ....

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.... period) 1. GENERAL INFORMATION 1.1 Name 1.2 Registration no:- 1.3 Address (Registered and Correspondence office address with email id.) 2 CAPITAL ADEQUACY:- Net worth as on 30/9 or 31/3 as the case may be; The statement of networth of ........... based on audited / unaudited accounts as on .............   Amount (in Rs. lakhs) Paid up equity capital   ....

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....rvices were utilized for PMS activities and whether any of them were suspended for more than one week / had defaulted with any Stock Exchange authority 4. List of Corporate Clients - (with Name and Amount of portfolio fund managed) Sr. No. Name of Client Amount of portfolio fund managed (in Rs. lakhs)       5. Performance of Portfolio Manager in comparison to....