Disclosure of holding of specified securities and Holding of specified securities in dematerialized form
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....umber (first holder in case of joint holding). Further, the shareholding of the promoter and promoter group is to be consolidated on the basis of the PAN and folio number to avoid multiple disclosures of shareholding of the same person. d. In the disclosure of Public Shareholding: i. For disclosure under category "Institution", the shareholder should fall under the category "Qualified Institutional Buyer" as defined under Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009. ii. All other Public Shareholding shall be displayed under Categories "Central Government/State Government(s)/President of India" or "Non-Institutions". iii. Names of the shareholders holding 1% or more than 1% of shares of listed entity is to be disclosed. iv. Names of the shareholders who are persons acting in concert, if available, shall be disclosed separately. e. Shares against which Depository Receipts have been issued: i. As per Securities Contracts (Regulation) Rules, 1957 and Depository Receipts Scheme, 2014, the shares of a listed entity underlying the depository receipts shall form part of the public shareholding of the company only if th....
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....ter Group is given as per Table-II. c. Statement showing holding of specified securities of the public shareholders is given as per Table-III. d. Statement showing holding of specified securities of the Non Promoter- Non Public shareholder is given as per Table-IV. 6. Holding of specified securities in dematerialized form: a. Regulation 31(2) of Listing Regulations mandates the Listed Entities to ensure that 100% of shareholding of promoter(s) and promoter group is in dematerialized form and the same is maintained on a continuous basis in the manner specified by the Board. The listed entity shall take into consideration the following exemptions while arriving at compliance with 100% promoter(s) holding in dematerialized form:- i. promoter(s) shares which were sold in physical mode and have not been lodged for transfer with the listed entity ; ii. matters that are sub-judice before any Court/Tribunal, concerning shareholding of promoters/promoter group either in part or in entirety ; or iii. shares that cannot be converted into dematerialized form due to death of any promoter(s); b. For availing such exemption under Para 6(a) - (i) to (iii) above, Listed Entity shall app....
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....guishment 4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up shares? 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? 3 Whether the Listed Entity has any shares against which depository receipts are issued? 4 Whether the Listed Entity has any shares in locked-in? 5 Whether any shares held by promoters are pledge or otherwise encumbered? * If the Listed Entity selects the option 'No' for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared by Listed Entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified securities. 5. The tabular format for disclosure of holding of specified securities ....
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.... Total convertible securities (including Warrants) Shareholdin g. as a % assuming full conversion Number of Locked in shares (XII) Number of Shares pledged or Number of equity shares held otherwise encumbered in dematerializ of (XIII) ed form convertible securities ( No. As a No. As a (XIV) (a) % of (a) % of (X) as a total total Class Class Tot Voting x Y al rights percentage of diluted share capital) (XI)= (VII)+(X) as a % of A+B+C2 Shar share es s held held (b) (b) Document 3 E Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The term "Encumbrance" has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. Table III - Statement showing shareholding pattern of the Public shareholder Category & Name of the PAN (11) Nos. of shareh No. of fully Partly paid-up Nos. of shares Total Shareholders (1) ol....
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