Clarification to Enhanced Supervision Circular

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....26, 2016, has issued guidelines covering broad areas for enhanced supervision based on the recommendation of the committee constituted by SEBI. Further SEBI issued certain clarification vide circular CIR/HO/MIRSD/MIRSD2/CIR/P/2017/64 dated June 22, 2017. 2. Subsequently, SEBI has received representations from the stock exchanges with respect to Clause 3.2 & 7 of the annexure to the aforesaid circ....

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..... ii. Uploading of data as per clause 7 is hereby simplified and the stock broker shall not be required to upload the data for the following clients onto the stock exchange system: a) Custodian settled clients b) Client with zero funds and securities zero balances and also not traded in the last 12 months. iii. With respect to clause 7.1.4, it is clarified that the stock brokers shall subm....