TaxTMI 
TaxTMI 
Application for registration or approval
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....ncil / Director (s)/ shareholders holding 5% or more of shareholding / Office Bearer (s)/: S.No. Name Relation Percentage of Shareholding in case of shareholder Unique Identification Number ID code Address Mobile Number E-mail address 4[6b In case if any of persons (as mentioned in row 6a) is not an individual then provide the following details of the natural persons who are beneficial owners (5% or more) of such person as on the date of application: S. No. Name Unique Identification Number ID code Address Person other than individual (as mentioned in row 6a) in which the beneficial ownership held Percentage of beneficial ownership ] Operational details 5[7 Details of laboratory/research facility/ university/college/other institution being managed/controlled/administered/owned by the applicant Name of the laboratory/research facility/ university/college/ot her institution Whether covered under section 35? (Yes/No) Year of establish ment Nature of activity Address Whether owned by applicant ? (Yes/No) Person- in - charge Name Contact- Number Email ID ID Code Unique Identification Number] 8 If applicant has any income in the nature of....
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....on (Vol./ No./ Year) No. of times cited as on date of the application Details of Patent or other similar rights 7[16 Details of patent, copyrights, trademarks or other similar rights applied for or registered in the name of the applicant organisation: (a) Details of patents Applied/granted: S.No. Title of Inventi on Descripti on Name(s) of the Inventor (s) Associatio n of the Inventor (s) with the Applicant organisati on Whether the Patent applied/pat ent granted Patent applicati on Number /Patent Number Date If commerciali sed or implemented , then by whom Earnings from patents till date of applicati on(Rs.) (b) Details of details of copyrights applied/granted: S.No. Title of creation for which the copy right has been applied or granted Description Name (s) of the Author (s) Associati on of the Author(s) with the Applicant organisati on Whether the copy Rights applied/ Copy rights granted Copy Rights application Number /Copy Right Number Date If commercialis ed or implemented then by whom Earnin gs from Copy Rights till date of applica tion (Rs.) (c) Details of trade marks or other similar rights applied or granted: S.No. Title of Trade marks or other....
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....) Out of (B), total number of students engaged in research activities (C) Assets and liabilities 20 Has return of income been filed for the last assessment year for which the due date has expired Yes□ No□ The details in row 21 to 28 are to be provided as on date of application (amount in rupees) : 21 Corpus 22 Funds/reserves and surplus other than corpus 23 Long term liabilities 24 Other liabilities 25 Land and Building 26 Other fixed assets 27 Investments/deposits made into one or more of the forms or modes specified in sub-section (5) of section 11 28 Other assets Income details 8[29 Income received in three previous years immediately preceding the previous year in which application is made: Financial Year Donations Received for Research Purposes Donation Received for purposes other than research Grant Received for research purposes Other income Total Income] Corpus Non Corpus Corpus Non Corpus Expenditure details 30 Please provide the following expenditure details for three previous years immediately preceding the previous year in which application is made: S.No. Previous Year Amount applied for Scientific / Social Science /....
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....lause (ii) of sub-section (1) of section 35 1 University, College or other institution as under sub-clause (ii) of sub-section (1) of section 35 2 Research association as under sub-clause (iii) of sub-section (1) of section 35 3 University, College or other institution as under sub-clause (iii) of sub-section (1) of section 35 4 Company as under sub-clause (iia) of sub-section (1) of section 35 5 3. Row number 3(b), 3(c) and 3(d) are required to be filled only when the answer to question in row number 3(a) is yes. 4. Answer to question in row number 4 should be yes, if the applicant is registered under Income-tax Act or with Darpan portal or under FCRA 2010 (42 of 2010),. Row number 4(a) to 4(e) are required to be filled, if the answer to question in row number 4 is yes. Incorporation/Creation/Registration details provided in row number 3(b), (c) and (d) should not be provided here. If the applicant receives or intends to receive any grant or assistance from either the Central Government or State Government then the registration number with Darpan Portal of the Niti Aayog should be mandatorily provided by the applicant. Registration details are to be provided with resp....
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....r (s) 6. In row 6a, 6b and 7 in the column, unique identification number, the following should be filled: a. If PAN or Aadhaar number is available, the same should be mandatorily filled and the following ID code shall be filled: Type of Identification Code PAN 1 Aadhaar Number 2 b. If neither PAN or Aadhaar is available, one of the following should be filled: Type of Identification Code Taxpayer Identification Number of the country where the person resides; 3 Passport number; 4 Elector's photo identity number 5 Driving License number 6 Ration card number 7 7. Row 13 is applicable for code 1, 3 and 5 in row 2. For description of equipment one of the following options should be selected: i. Plant and Machinery ii. Land and Building iii. Other assets 12[Note: Specific details of equipment is required to be mandatorily filled in case of Other assets. ] 8. In row 14, 15 and 16(a), 16(b), 16(c), 16(d), 16(e), 16(f) for association with Applicant Organisation, one of the following options should be selected: i. Principal Officer ii. Director iii. Employee iv. Members of the Governing Council v. Office Bearer (s) 13[vi. Others (Please Spe....
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....ars immediately preceding the Financial Year in which application is made. 2. In row 2 in "Person" one of the following shall be selected : (a) Founder of applicant (b) Any person who has made contribution exceeding rupees one lakh to the applicant (c) Any member of a Hindu undivided family (HUF) where the HUF is a founder (d) The manager (by whatever name called) of the applicant (e) A relative of the founder, member of the manager (f) Any concern in which any of the persons referred to in a-e have a substantial interest. 3. In row 4 if any benefit has been specified, provide a detailed statement of the nature of the benefit, amenity or perquisite.]] ******************* Notes: 1. Substituted vide notification no. 19/2011 dated 5-4-2011 2. Substituted vide Notification No. 95/2019 dated 06-11-2019 w.e.f. 01-09-2019 before it was read as "PAN" 3. Substituted vide NOTIFICATION NO. 19/2021 dated 26-03-2021 w.e.f. 01-04-2021 before it was read as "FORM NO.3CF-I [See rules 5C and 5D] Application Form for approval under clause (ii) or clause (iii) of sub-section (1) of section 35 of the Income-tax Act, 1961 in the case of a research association 1. (i....
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....etc., conducted by the Association during the last three years and a brief note regarding the relevance of such exchanges to the research area or activity carried on by the Association. 9. Programmes contemplated for research in future and financial projections to meet the likely expenditure on such programmes. 10. (i) Sources of income of the Association (for the last three years); (ii) Indicate assessment particulars: (PAN, Ward/Circle, if assessed to tax) (iii) When was the last return of income furnished? 11. Amounts received by the research association and actually applied for research by it during the last three years: Year Amounts received Amounts actually utilised for research out of the amounts at column (2) (1) (2) (3) Donation Grant Total 12. Attach a list of donors giving their names, complete postal addresses and the amounts paid by each of them to the association during the last three years. (Mention 2[Permanent Account Number or Aadhaar Number] of donors paying the sums in excess of fifty thousand rupees) 13. Enclose the copy of audited annual accounts of the association for the last three years. 14. Investments made out of the amounts not utilised ....
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....nder; (iv) the manager (by whatever name called) of the association; (v) a relative of the founder, member or the manager; (vi) any concern in which any of the persons referred to in sub-items (i) to (v) have a substantial interest. 8. Whether any part of the income or any property of the association was used or applied, in a manner which results directly or indirectly in conferring any benefit, amenity or perquisite (whether converted into money or not) on any interested person. If so, the details thereof. 9. Amount deemed to be income of the association by virtue of section 11(3), as applicable by the first proviso to section 10(21). Certified that the above information is true to the best of my knowledge and belief. Place …………………………. Date …………………………. Signature ……………………………. Designation …………………………. Full Address ………………………&helli....
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....granted: S.No. Title of Trade Marks or other similar rights Description Name(s) of The Inventor(s) Association of the Inventor(s) with the Applicant organisation Whether Trade marks applied / Trade Marks granted Trade marks Application Number and date / Trade Mark Number and Date If trade mark is Commer-cially used, then by whom Earnings From trademarks or other similar rights till date of application (Rs.) (d) Details of new products, processes, methods, techniques developed: S.No. Category: New product / process / method / technique Title Description Name(s) of the Inventor(s) Association of the Inventor(s) with the Applicant Organization If commer-cialised or implemented, then by whom Earnings till date of application (Rs.) (e) Details of improvements made in the existing products, processes, methods, techniques: S.No. Category: New product / process / method / technique Title Description Name(s) of The Inventor(s) Association of the Inventor(s) with the Applicant Organization If commer-cialized or implemented, then by whom Earnings till date of application (Rs.) (f) Details of new theories, models and hypothesis developed: S.No. Category: New produ....