<?xml version="1.0" encoding="UTF-8"?>
<?xml-stylesheet type="text/xsl" href="https://www.taxtmi.com/rss_sitemap/rss_feed_blog.xsl?v=1750492856"?>
<rss version="2.0" xmlns:atom="http://www.w3.org/2005/Atom">
  <channel>
    <title>SC upholds SEBI action against Kotak AMC, says compliance with securities regulations mandatory</title>
    <link>https://www.taxtmi.com/news?id=73783</link>
    <description>Compliance with securities regulations is presented as mandatory regardless of whether investors ultimately incur losses or receive benefits. Close-ended mutual fund schemes must be redeemed at maturity unless formally rolled over with informed written investor consent and prior disclosure to SEBI. The reported issues also include inadequate due diligence regarding issuers&#039; financial condition, excessive reliance on pledged collateral, delayed disclosures to investors and SEBI, and the trustee company&#039;s failure to independently assess regulatory compliance and unitholder interests.</description>
    <language>en-us</language>
    <pubDate>Mon, 13 Jul 2026 21:01:03 +0530</pubDate>
    <lastBuildDate>Mon, 13 Jul 2026 21:01:04 +0530</lastBuildDate>
    <generator>TaxTMI RSS Generator</generator>
    <atom:link href="https://www.taxtmi.com/rss_feed_blog?id=911449" rel="self" type="application/rss+xml"/>
    <item>
      <title>SC upholds SEBI action against Kotak AMC, says compliance with securities regulations mandatory</title>
      <link>https://www.taxtmi.com/news?id=73783</link>
      <description>Compliance with securities regulations is presented as mandatory regardless of whether investors ultimately incur losses or receive benefits. Close-ended mutual fund schemes must be redeemed at maturity unless formally rolled over with informed written investor consent and prior disclosure to SEBI. The reported issues also include inadequate due diligence regarding issuers&#039; financial condition, excessive reliance on pledged collateral, delayed disclosures to investors and SEBI, and the trustee company&#039;s failure to independently assess regulatory compliance and unitholder interests.</description>
      <category>News</category>
      <law>-</law>
      <pubDate>Mon, 13 Jul 2026 21:01:03 +0530</pubDate>
      <guid isPermaLink="true">https://www.taxtmi.com/news?id=73783</guid>
    </item>
  </channel>
</rss>