https://www.taxtmi.com/caselaws?id=468538 Failure to file an Action Taken Report (ATR) on the SCORES platform within the stipulated period constitutes non-compliance with SEBI's investor grievance redressal directions and failure to furnish required information. Such default attracts residuary monetary penalty under the SEBI Act. Penalty quantum is determined by considering disproportionate gain, investor loss, repetitive conduct and relevant mitigating circumstances, including belated compliance and any separate sanction for non-redressal of the same complaints. Where investor loss cannot be directly quantified, the sanction may be deterrent but moderate. en-us Tue, 27 Mar 2018 00:00:00 +0530 Tue, 12 May 2026 15:21:53 +0530 TaxTMI RSS Generator https://www.taxtmi.com/caselaws?id=468538 Failure to file an Action Taken Report (ATR) on the SCORES platform within the stipulated period constitutes non-compliance with SEBI's investor grievance redressal directions and failure to furnish required information. Such default attracts residuary monetary penalty under the SEBI Act. Penalty quantum is determined by considering disproportionate gain, investor loss, repetitive conduct and relevant mitigating circumstances, including belated compliance and any separate sanction for non-redressal of the same complaints. Where investor loss cannot be directly quantified, the sanction may be deterrent but moderate. Case-Laws SEBI Tue, 27 Mar 2018 00:00:00 +0530 https://www.taxtmi.com/caselaws?id=468538