https://www.taxtmi.com/acts?id=52401 Every stock broker must appoint a compliance officer responsible for monitoring adherence to applicable securities laws, rules, regulations and exchange guidelines and for redressal of investor grievances, with an independent duty to report any observed non compliance immediately to the recognised stock exchange. en-us Thu, 08 Jan 2026 11:45:41 +0530 Thu, 08 Jan 2026 13:04:01 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=52401 Every stock broker must appoint a compliance officer responsible for monitoring adherence to applicable securities laws, rules, regulations and exchange guidelines and for redressal of investor grievances, with an independent duty to report any observed non compliance immediately to the recognised stock exchange. Act-Rules SEBI Thu, 08 Jan 2026 11:45:41 +0530 https://www.taxtmi.com/acts?id=52401