https://www.taxtmi.com/notifications?id=144660 These regulations create a framework for registration and regulation of stock brokers and clearing members: procedures for grant or refusal of a certificate, eligibility and fit and proper criteria, conditions on certificates including notification of material changes and prior approval for change in control, and transitional requirements. Registered brokers must maintain prescribed books and records, appoint a compliance officer, protect client funds and securities, implement risk management and cybersecurity, adhere to conduct standards, and comply with surveillance, whistleblower and reporting obligations. Inspections, audits, fee collection, networth and deposit requirements, and enforcement powers are specified. en-us Wed, 07 Jan 2026 00:00:00 +0530 Thu, 08 Jan 2026 11:07:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/notifications?id=144660 These regulations create a framework for registration and regulation of stock brokers and clearing members: procedures for grant or refusal of a certificate, eligibility and fit and proper criteria, conditions on certificates including notification of material changes and prior approval for change in control, and transitional requirements. Registered brokers must maintain prescribed books and records, appoint a compliance officer, protect client funds and securities, implement risk management and cybersecurity, adhere to conduct standards, and comply with surveillance, whistleblower and reporting obligations. Inspections, audits, fee collection, networth and deposit requirements, and enforcement powers are specified. Notifications SEBI Wed, 07 Jan 2026 00:00:00 +0530 https://www.taxtmi.com/notifications?id=144660