https://www.taxtmi.com/caselaws?id=781396 SAT held that allegations that the appellant filed a false FIR, obtained clients' trading account details and executed trades, carried out improper risk profiling, and accepted cash fees were proved; failure to inform SEBI of the material change and failure to redress investor complaints were also sustained. The Tribunal concluded liability only under Section 15HA, and, considering the circumstances, reduced the quantum of penalty to meet the ends of justice. en-us Wed, 06 Aug 2025 00:00:00 +0530 Fri, 14 Nov 2025 15:26:18 +0530 TaxTMI RSS Generator https://www.taxtmi.com/caselaws?id=781396 SAT held that allegations that the appellant filed a false FIR, obtained clients' trading account details and executed trades, carried out improper risk profiling, and accepted cash fees were proved; failure to inform SEBI of the material change and failure to redress investor complaints were also sustained. The Tribunal concluded liability only under Section 15HA, and, considering the circumstances, reduced the quantum of penalty to meet the ends of justice. Case-Laws SEBI Wed, 06 Aug 2025 00:00:00 +0530 https://www.taxtmi.com/caselaws?id=781396