https://www.taxtmi.com/caselaws?id=774092 SEBI Board found two investment advisers violated Regulation 13(b) of IA Regulations and Code of Conduct by conducting unregistered investment advisory activities through six partnership firms without disclosing this to SEBI during registration. The noticees failed to inform SEBI about these activities, constituting suppression of facts and violation of disclosure requirements. While the Designated Authority recommended a three-year restraint from new assignments, SEBI Board imposed a six-month restraint considering the noticees were already debarred from securities market and penalized under a separate order. en-us Wed, 02 Apr 2025 00:00:00 +0530 Thu, 03 Jul 2025 08:34:28 +0530 TaxTMI RSS Generator https://www.taxtmi.com/caselaws?id=774092 SEBI Board found two investment advisers violated Regulation 13(b) of IA Regulations and Code of Conduct by conducting unregistered investment advisory activities through six partnership firms without disclosing this to SEBI during registration. The noticees failed to inform SEBI about these activities, constituting suppression of facts and violation of disclosure requirements. While the Designated Authority recommended a three-year restraint from new assignments, SEBI Board imposed a six-month restraint considering the noticees were already debarred from securities market and penalized under a separate order. Case-Laws SEBI Wed, 02 Apr 2025 00:00:00 +0530 https://www.taxtmi.com/caselaws?id=774092