https://www.taxtmi.com/acts?id=51470 Capital market intermediaries operating in an IFSC must appoint separate principal and compliance officers based in the IFSC, with prescribed qualifications and experience. Principal officers oversee operations and employee compliance, while compliance officers ensure regulatory and legal compliance. Intermediaries must maintain adequate IFSC manpower and employee certification. Separate principal officers are generally required for each registration, subject to permitted common appointments for specified activities and a separate distribution-business vertical head. A single compliance officer may oversee multiple registrations, subject to review based on business size, scale and complexity. en-us Fri, 06 Jun 2025 17:46:35 +0530 Fri, 25 Sep 2026 18:16:20 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=51470 Capital market intermediaries operating in an IFSC must appoint separate principal and compliance officers based in the IFSC, with prescribed qualifications and experience. Principal officers oversee operations and employee compliance, while compliance officers ensure regulatory and legal compliance. Intermediaries must maintain adequate IFSC manpower and employee certification. Separate principal officers are generally required for each registration, subject to permitted common appointments for specified activities and a separate distribution-business vertical head. A single compliance officer may oversee multiple registrations, subject to review based on business size, scale and complexity. Act-Rules Indian Laws Fri, 06 Jun 2025 17:46:35 +0530 https://www.taxtmi.com/acts?id=51470