https://www.taxtmi.com/caselaws?id=461776 SEBI Tribunal case involving unauthorized investment advisory services. The SC upheld SEBI's penalties against an unregistered investment advisor who conducted advisory services without mandatory registration, falsely claimed SEBI registration on its website, and collected fees from clients. The Tribunal imposed a two-year market access restriction, directed refund of collected fees (Rs. 10,72,747), and levied a Rs. 6 lakh monetary penalty for violating regulatory requirements and engaging in fraudulent practices. en-us Mon, 11 Dec 2023 00:00:00 +0530 Mon, 28 Apr 2025 19:07:39 +0530 TaxTMI RSS Generator https://www.taxtmi.com/caselaws?id=461776 SEBI Tribunal case involving unauthorized investment advisory services. The SC upheld SEBI's penalties against an unregistered investment advisor who conducted advisory services without mandatory registration, falsely claimed SEBI registration on its website, and collected fees from clients. The Tribunal imposed a two-year market access restriction, directed refund of collected fees (Rs. 10,72,747), and levied a Rs. 6 lakh monetary penalty for violating regulatory requirements and engaging in fraudulent practices. Case-Laws SEBI Mon, 11 Dec 2023 00:00:00 +0530 https://www.taxtmi.com/caselaws?id=461776