https://www.taxtmi.com/circulars?id=68050 SEBI's guidelines require research analysts and entities to obtain prescribed NISM certifications, maintain specified bank deposits with lien to RAASB tied to client counts, segregate research and distribution activities at client level, disclose terms and AI usage, furnish model portfolio disclosures, comply with KYC and five year record retention, conduct annual compliance audits reporting adverse findings and publish audit status on websites, and observe specified phased timelines for bringing existing and new RAs into compliance. en-us Wed, 08 Jan 2025 00:00:00 +0530 Thu, 09 Jan 2025 10:14:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=68050 SEBI's guidelines require research analysts and entities to obtain prescribed NISM certifications, maintain specified bank deposits with lien to RAASB tied to client counts, segregate research and distribution activities at client level, disclose terms and AI usage, furnish model portfolio disclosures, comply with KYC and five year record retention, conduct annual compliance audits reporting adverse findings and publish audit status on websites, and observe specified phased timelines for bringing existing and new RAs into compliance. Circulars SEBI Wed, 08 Jan 2025 00:00:00 +0530 https://www.taxtmi.com/circulars?id=68050