https://www.taxtmi.com/circulars?id=67876 SEBI's Master Circular consolidates IA-related circulars up to May 15, 2024, restates core obligations under the IA Regulations-client level segregation of advisory and distribution, mandatory written agreements, risk profiling and consent, fee modes and limits, recordkeeping, annual audits, and prohibition on cash/ free trial fee collection-while establishing a recognised IA Administration and Supervisory Body framework (IAASB/RAASB) with defined eligibility, supervisory responsibilities, reporting and transitional enlistment requirements; it also prescribes complaint disclosure, advertisement code, outsourcing principles, SaaS data security advisory, reporting formats and procedures for change in control. en-us Tue, 21 May 2024 00:00:00 +0530 Fri, 25 Oct 2024 17:36:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=67876 SEBI's Master Circular consolidates IA-related circulars up to May 15, 2024, restates core obligations under the IA Regulations-client level segregation of advisory and distribution, mandatory written agreements, risk profiling and consent, fee modes and limits, recordkeeping, annual audits, and prohibition on cash/ free trial fee collection-while establishing a recognised IA Administration and Supervisory Body framework (IAASB/RAASB) with defined eligibility, supervisory responsibilities, reporting and transitional enlistment requirements; it also prescribes complaint disclosure, advertisement code, outsourcing principles, SaaS data security advisory, reporting formats and procedures for change in control. Circulars SEBI Tue, 21 May 2024 00:00:00 +0530 https://www.taxtmi.com/circulars?id=67876