https://www.taxtmi.com/article/detailed?id=12913 SEBI amendments prohibit regulated entities and their agents from direct or indirect associations with persons who provide unregistered advice or make unpermitted claims about securities, defining association to include money transactions, client referrals and IT interactions; permit exceptions for investor-education and Board-specified digital platforms with adequate safeguards; require regulated entities to prevent such conduct by associated persons; and empower the Board to take disciplinary or penalty action for violations. Amendments also add IFSC definitions and relax certain listing thresholds and sub-clause applicability for IFSC-listed companies. en-us Tue, 10 Sep 2024 10:20:27 +0530 Tue, 10 Sep 2024 10:20:27 +0530 TaxTMI RSS Generator https://www.taxtmi.com/article/detailed?id=12913 SEBI amendments prohibit regulated entities and their agents from direct or indirect associations with persons who provide unregistered advice or make unpermitted claims about securities, defining association to include money transactions, client referrals and IT interactions; permit exceptions for investor-education and Board-specified digital platforms with adequate safeguards; require regulated entities to prevent such conduct by associated persons; and empower the Board to take disciplinary or penalty action for violations. Amendments also add IFSC definitions and relax certain listing thresholds and sub-clause applicability for IFSC-listed companies. Articles Corporate Laws / IBC / SEBI Tue, 10 Sep 2024 10:20:27 +0530 https://www.taxtmi.com/article/detailed?id=12913