https://www.taxtmi.com/circulars?id=67620 Requires stock brokers to implement an institutional mechanism for prevention and detection of fraud or market abuse, comprising systems for surveillance and internal controls, broker and employee obligations, escalation and reporting, and a Whistle Blower Policy; the ISF, with SEBI, will frame implementation standards; stock exchanges must notify brokers, amend rules, issue applicability notices, mandate adoption of ISF standards, and report implementation status to SEBI. en-us Thu, 04 Jul 2024 00:00:00 +0530 Thu, 04 Jul 2024 18:15:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=67620 Requires stock brokers to implement an institutional mechanism for prevention and detection of fraud or market abuse, comprising systems for surveillance and internal controls, broker and employee obligations, escalation and reporting, and a Whistle Blower Policy; the ISF, with SEBI, will frame implementation standards; stock exchanges must notify brokers, amend rules, issue applicability notices, mandate adoption of ISF standards, and report implementation status to SEBI. Circulars SEBI Thu, 04 Jul 2024 00:00:00 +0530 https://www.taxtmi.com/circulars?id=67620