https://www.taxtmi.com/acts?id=43352 Regulation 18F requires key managerial personnel and senior management of stock brokers to establish adequate systems for surveillance of trading activities and internal control systems to ensure compliance with regulatory requirements and to detect, prevent and report potential fraud or market abuse by clients, employees or Authorised Persons. en-us Mon, 01 Jul 2024 13:05:54 +0530 Mon, 01 Jul 2024 13:05:54 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=43352 Regulation 18F requires key managerial personnel and senior management of stock brokers to establish adequate systems for surveillance of trading activities and internal control systems to ensure compliance with regulatory requirements and to detect, prevent and report potential fraud or market abuse by clients, employees or Authorised Persons. Act-Rules SEBI Mon, 01 Jul 2024 13:05:54 +0530 https://www.taxtmi.com/acts?id=43352