https://www.taxtmi.com/article/detailed?id=12259 SEBI's quasi judicial powers include Adjudication to impose penalties through an Adjudicating Officer with summons and evidence powers and a requirement of reasonable opportunity of hearing; the Board may review and enhance penalties after further inquiry within a prescribed period, considering disproportionate gain, investor loss, and repetitiveness. Separately, enquiry proceedings against registered intermediaries proceed via a designated authority or bench to issue notices, permit inspection, hold hearings, and recommend regulatory measures such as suspension, cancellation, debarment, or censure, with final orders issued by a Competent Authority and published. en-us Mon, 29 Jan 2024 07:55:07 +0530 Mon, 29 Jan 2024 07:55:07 +0530 TaxTMI RSS Generator https://www.taxtmi.com/article/detailed?id=12259 SEBI's quasi judicial powers include Adjudication to impose penalties through an Adjudicating Officer with summons and evidence powers and a requirement of reasonable opportunity of hearing; the Board may review and enhance penalties after further inquiry within a prescribed period, considering disproportionate gain, investor loss, and repetitiveness. Separately, enquiry proceedings against registered intermediaries proceed via a designated authority or bench to issue notices, permit inspection, hold hearings, and recommend regulatory measures such as suspension, cancellation, debarment, or censure, with final orders issued by a Competent Authority and published. Articles Corporate Laws / IBC / SEBI Mon, 29 Jan 2024 07:55:07 +0530 https://www.taxtmi.com/article/detailed?id=12259