https://www.taxtmi.com/article/detailed?id=12013 SEBI (LODR) 2015 imposes a consolidated compliance regime on listed entities: a general obligation of compliance for the entity and its officers; mandatory appointment of a Compliance Officer (Company Secretary) with duties to ensure regulatory conformity, coordinate with regulators, verify filings and monitor investor grievances; requirements to appoint or register share transfer agents with prescribed agreements and annual compliance certificates; cooperation with intermediaries; a board approved document preservation policy allowing electronic retention; mandatory electronic filing of reports with exchanges; non derogation from securities law in schemes of arrangement; prescribed electronic payment modes for investor payouts; a grievance mechanism resolving complaints within twenty one days and registration on the Board's complaint platform; and payment of exchange fees as specified. en-us Thu, 02 Nov 2023 09:10:59 +0530 Thu, 02 Nov 2023 09:10:59 +0530 TaxTMI RSS Generator https://www.taxtmi.com/article/detailed?id=12013 SEBI (LODR) 2015 imposes a consolidated compliance regime on listed entities: a general obligation of compliance for the entity and its officers; mandatory appointment of a Compliance Officer (Company Secretary) with duties to ensure regulatory conformity, coordinate with regulators, verify filings and monitor investor grievances; requirements to appoint or register share transfer agents with prescribed agreements and annual compliance certificates; cooperation with intermediaries; a board approved document preservation policy allowing electronic retention; mandatory electronic filing of reports with exchanges; non derogation from securities law in schemes of arrangement; prescribed electronic payment modes for investor payouts; a grievance mechanism resolving complaints within twenty one days and registration on the Board's complaint platform; and payment of exchange fees as specified. Articles Corporate Laws / IBC / SEBI Thu, 02 Nov 2023 09:10:59 +0530 https://www.taxtmi.com/article/detailed?id=12013