https://www.taxtmi.com/article/detailed?id=11811 SEBI's Merchant Bankers Regulations classify merchant bankers, require corporate registration subject to infrastructure, personnel, professional qualifications, fitness and a prescribed net worth, and empower the Board to grant, refuse, suspend or condition registration. Registered merchant bankers must limit activities to the securities market, maintain specified books and records and due-diligence documentation, submit financial information as required, appoint a compliance officer, follow a Code of Conduct, disclose responsibilities and changes to the Board, and comply with underwriting, lead-manager and conflict-of-interest rules while being subject to inspection, dispute-resolution and enforcement measures. en-us Mon, 04 Sep 2023 13:48:25 +0530 Mon, 04 Sep 2023 13:48:25 +0530 TaxTMI RSS Generator https://www.taxtmi.com/article/detailed?id=11811 SEBI's Merchant Bankers Regulations classify merchant bankers, require corporate registration subject to infrastructure, personnel, professional qualifications, fitness and a prescribed net worth, and empower the Board to grant, refuse, suspend or condition registration. Registered merchant bankers must limit activities to the securities market, maintain specified books and records and due-diligence documentation, submit financial information as required, appoint a compliance officer, follow a Code of Conduct, disclose responsibilities and changes to the Board, and comply with underwriting, lead-manager and conflict-of-interest rules while being subject to inspection, dispute-resolution and enforcement measures. Articles Corporate Laws / IBC / SEBI Mon, 04 Sep 2023 13:48:25 +0530 https://www.taxtmi.com/article/detailed?id=11811