https://www.taxtmi.com/circulars?id=66781 SEBI's Master Circular consolidates applicable IA circulars, rescinds earlier ones as applicable while preserving prior actions, and prescribes operative obligations: client level segregation of advisory and distribution services; mandatory written advisory agreements; prescribed fee modes with documentation; qualification and registration rules; recordkeeping of client interactions; annual compliance audits with adverse finding reporting; prohibition of free trials without risk profiling; mandatory risk profiling with client consent; traceable banking receipts for fees; IAASB membership and reporting; advertising, outsourcing, SaaS security and complaint reporting requirements. en-us Thu, 15 Jun 2023 00:00:00 +0530 Mon, 28 Aug 2023 17:54:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=66781 SEBI's Master Circular consolidates applicable IA circulars, rescinds earlier ones as applicable while preserving prior actions, and prescribes operative obligations: client level segregation of advisory and distribution services; mandatory written advisory agreements; prescribed fee modes with documentation; qualification and registration rules; recordkeeping of client interactions; annual compliance audits with adverse finding reporting; prohibition of free trials without risk profiling; mandatory risk profiling with client consent; traceable banking receipts for fees; IAASB membership and reporting; advertising, outsourcing, SaaS security and complaint reporting requirements. Circulars SEBI Thu, 15 Jun 2023 00:00:00 +0530 https://www.taxtmi.com/circulars?id=66781