https://www.taxtmi.com/article/detailed?id=11574 The term intermediary under SEBI's intermediary regulations is defined by reference to specified statutory provisions and includes a range of market participants while excluding certain investor and fund categories. SEBI publishes a category-wise register of registered intermediaries showing the scope of entities regulated. The combined regulatory framework-entity-specific SEBI regulations and the SEBI (Intermediaries) Regulations, 2008-sets out registration, cancellation, notice and directions procedures, codes of conduct, inspection and disciplinary powers, auditor/valuer appointment and reporting requirements, and provisions for exemptions and clarifications. en-us Wed, 05 Jul 2023 08:31:27 +0530 Wed, 05 Jul 2023 08:31:27 +0530 TaxTMI RSS Generator https://www.taxtmi.com/article/detailed?id=11574 The term intermediary under SEBI's intermediary regulations is defined by reference to specified statutory provisions and includes a range of market participants while excluding certain investor and fund categories. SEBI publishes a category-wise register of registered intermediaries showing the scope of entities regulated. The combined regulatory framework-entity-specific SEBI regulations and the SEBI (Intermediaries) Regulations, 2008-sets out registration, cancellation, notice and directions procedures, codes of conduct, inspection and disciplinary powers, auditor/valuer appointment and reporting requirements, and provisions for exemptions and clarifications. Articles Corporate Laws / IBC / SEBI Wed, 05 Jul 2023 08:31:27 +0530 https://www.taxtmi.com/article/detailed?id=11574