https://www.taxtmi.com/acts?id=41176 Regulation 18D authorizes designation of qualified stock brokers based on parameters including active client count, clients' total assets, trading and proprietary volumes, end of day margin obligations, and specified compliance and grievance scores; designated brokers must maintain appropriate governance, risk management, scalable infrastructure, an orderly winding down framework, robust cyber security, and investor services including online complaint redressal. en-us Thu, 19 Jan 2023 11:45:43 +0530 Mon, 16 Sep 2024 18:07:12 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=41176 Regulation 18D authorizes designation of qualified stock brokers based on parameters including active client count, clients' total assets, trading and proprietary volumes, end of day margin obligations, and specified compliance and grievance scores; designated brokers must maintain appropriate governance, risk management, scalable infrastructure, an orderly winding down framework, robust cyber security, and investor services including online complaint redressal. Act-Rules SEBI Thu, 19 Jan 2023 11:45:43 +0530 https://www.taxtmi.com/acts?id=41176