Minimum Standards of Code of Conduct for Mutual Funds to regulate, monitor and report trading by the Designated Persons in the units of own mutual fund schemes https://www.taxtmi.com/acts?id=41041 Minimum standards require mutual funds to adopt a code of conduct regulating trading by Designated Persons and their immediate relatives, with the compliance officer imposing closure periods and pre clearance for trades when unpublished price sensitive information may be possessed. The code must provide Chinese Walls, execution timeframes for pre cleared trades, contra trade restrictions with possible written relaxations, disgorgement for prohibited gains, reporting formats for trades and holdings, disciplinary sanctions, and annual disclosures of specified personal and financial relationships. en-us Sat, 26 Nov 2022 11:43:57 +0530 Tue, 17 Sep 2024 14:25:29 +0530 TaxTMI RSS Generator Minimum Standards of Code of Conduct for Mutual Funds to regulate, monitor and report trading by the Designated Persons in the units of own mutual fund schemes https://www.taxtmi.com/acts?id=41041 Minimum standards require mutual funds to adopt a code of conduct regulating trading by Designated Persons and their immediate relatives, with the compliance officer imposing closure periods and pre clearance for trades when unpublished price sensitive information may be possessed. The code must provide Chinese Walls, execution timeframes for pre cleared trades, contra trade restrictions with possible written relaxations, disgorgement for prohibited gains, reporting formats for trades and holdings, disciplinary sanctions, and annual disclosures of specified personal and financial relationships. Act-Rules SEBI Sat, 26 Nov 2022 11:43:57 +0530 https://www.taxtmi.com/acts?id=41041