https://www.taxtmi.com/caselaws?id=299824 The Tribunal upheld the penalty of Rs. 10 lac and a 5-day trading membership suspension imposed by the Disciplinary Action Committee (DAC) of National Stock Exchange of India Limited (NSE) on the Appellant for misusing client funds and securities. Despite contentions and arguments presented by the Appellant, the Tribunal found the violations serious and justified the penalties, dismissing the appeal. No costs were awarded due to established breaches of exchange regulations and misuse of client securities. en-us Mon, 20 Feb 2017 00:00:00 +0530 Fri, 31 Dec 2021 08:51:37 +0530 TaxTMI RSS Generator https://www.taxtmi.com/caselaws?id=299824 The Tribunal upheld the penalty of Rs. 10 lac and a 5-day trading membership suspension imposed by the Disciplinary Action Committee (DAC) of National Stock Exchange of India Limited (NSE) on the Appellant for misusing client funds and securities. Despite contentions and arguments presented by the Appellant, the Tribunal found the violations serious and justified the penalties, dismissing the appeal. No costs were awarded due to established breaches of exchange regulations and misuse of client securities. Case-Laws SEBI Mon, 20 Feb 2017 00:00:00 +0530 https://www.taxtmi.com/caselaws?id=299824