https://www.taxtmi.com/caselaws?id=299809 The Adjudicating Officer found M/s. Sharewealth Securities Ltd. (SSL) not guilty of unauthorized use/misuse of clients' shares but held them in violation of SEBI regulations for non-compliance with periodical settlement of client accounts and engaging in inter-client adjustments. A penalty of Rs. 50,000 was imposed on SSL under the SEBI Act, with directions to pay the amount within 45 days to SEBI. en-us Fri, 28 Jun 2013 00:00:00 +0530 Thu, 30 Dec 2021 13:08:38 +0530 TaxTMI RSS Generator https://www.taxtmi.com/caselaws?id=299809 The Adjudicating Officer found M/s. Sharewealth Securities Ltd. (SSL) not guilty of unauthorized use/misuse of clients' shares but held them in violation of SEBI regulations for non-compliance with periodical settlement of client accounts and engaging in inter-client adjustments. A penalty of Rs. 50,000 was imposed on SSL under the SEBI Act, with directions to pay the amount within 45 days to SEBI. Case-Laws SEBI Fri, 28 Jun 2013 00:00:00 +0530 https://www.taxtmi.com/caselaws?id=299809