https://www.taxtmi.com/circulars?id=65266 SEBI mandates that stock brokers publish an Investor Charter and disclose monthly investor complaints data on their websites, make the Charter available to clients and provide complaint statistics in the prescribed format (including pending counts, ageing buckets and average resolution time) updated by the 7th of the succeeding month. Stock Exchanges must notify brokers of these obligations. These disclosure requirements supplement existing mandates and take effect from January 1, 2022. en-us Thu, 02 Dec 2021 00:00:00 +0530 Thu, 02 Dec 2021 17:53:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=65266 SEBI mandates that stock brokers publish an Investor Charter and disclose monthly investor complaints data on their websites, make the Charter available to clients and provide complaint statistics in the prescribed format (including pending counts, ageing buckets and average resolution time) updated by the 7th of the succeeding month. Stock Exchanges must notify brokers of these obligations. These disclosure requirements supplement existing mandates and take effect from January 1, 2022. Circulars SEBI Thu, 02 Dec 2021 00:00:00 +0530 https://www.taxtmi.com/circulars?id=65266