<?xml version="1.0" encoding="UTF-8"?>
<?xml-stylesheet type="text/xsl" href="https://www.taxtmi.com/rss_sitemap/rss_feed_blog.xsl?v=1750492856"?>
<rss version="2.0" xmlns:atom="http://www.w3.org/2005/Atom">
  <channel>
    <title>Investment/ trading in securities by employees and Board members of AMC(s) and Trustees of Mutual Funds</title>
    <link>https://www.taxtmi.com/circulars?id=65187</link>
    <description>Regulatory controls require prior written clearance by the Compliance Officer for secondary-market transactions by defined Access Persons, mandate a non-speculation expectation including a 30-calendar-day rule on round-trip trades, prescribe a recorded pre-clearance process, and allow limited sale-only relaxations of the cooling off restriction subject to holding-period, frequency and non-possession of material non-public information conditions; disclosures of transactions, annual holdings and declarations against front running and self dealing are mandatory and Boards must review compliance.</description>
    <language>en-us</language>
    <pubDate>Thu, 28 Oct 2021 00:00:00 +0530</pubDate>
    <lastBuildDate>Fri, 29 Oct 2021 16:07:00 +0530</lastBuildDate>
    <generator>TaxTMI RSS Generator</generator>
    <atom:link href="https://www.taxtmi.com/rss_feed_blog?id=659849" rel="self" type="application/rss+xml"/>
    <item>
      <title>Investment/ trading in securities by employees and Board members of AMC(s) and Trustees of Mutual Funds</title>
      <link>https://www.taxtmi.com/circulars?id=65187</link>
      <description>Regulatory controls require prior written clearance by the Compliance Officer for secondary-market transactions by defined Access Persons, mandate a non-speculation expectation including a 30-calendar-day rule on round-trip trades, prescribe a recorded pre-clearance process, and allow limited sale-only relaxations of the cooling off restriction subject to holding-period, frequency and non-possession of material non-public information conditions; disclosures of transactions, annual holdings and declarations against front running and self dealing are mandatory and Boards must review compliance.</description>
      <category>Circulars</category>
      <law>SEBI</law>
      <pubDate>Thu, 28 Oct 2021 00:00:00 +0530</pubDate>
      <guid isPermaLink="true">https://www.taxtmi.com/circulars?id=65187</guid>
    </item>
  </channel>
</rss>