https://www.taxtmi.com/circulars?id=64715 MIIs must adopt a Code of Conduct and Institutional Mechanism to prevent fraud and market abuse, including framing codes by the MD/CEO, appointment of a compliance officer, designation of persons with access to unpublished price sensitive information, implementation of internal controls, Board and Regulatory Oversight Committee review, written inquiry procedures for suspected misconduct, prompt initiation and reporting of inquiries, and an effective whistleblower policy with protections; listed MIIs must follow specified schedules for trading in own and other securities. en-us Wed, 03 Mar 2021 00:00:00 +0530 Wed, 03 Mar 2021 18:36:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=64715 MIIs must adopt a Code of Conduct and Institutional Mechanism to prevent fraud and market abuse, including framing codes by the MD/CEO, appointment of a compliance officer, designation of persons with access to unpublished price sensitive information, implementation of internal controls, Board and Regulatory Oversight Committee review, written inquiry procedures for suspected misconduct, prompt initiation and reporting of inquiries, and an effective whistleblower policy with protections; listed MIIs must follow specified schedules for trading in own and other securities. Circulars SEBI Wed, 03 Mar 2021 00:00:00 +0530 https://www.taxtmi.com/circulars?id=64715