https://www.taxtmi.com/caselaws?id=403390 The appellant, a trading member of two exchanges, was expelled and declared a defaulter by the respondent exchange due to irregularities including misuse of client securities and funds, failure to fulfill financial obligations, and repeat violations. Despite attempts to settle complaints and surrender the license, the appellant's history of violations and failure to address pending complaints led to the dismissal of the appeal. The Tribunal upheld the expulsion and declaration as a defaulter, emphasizing the need to protect market integrity and investor interests. en-us Tue, 17 Nov 2020 00:00:00 +0530 Thu, 28 Jan 2021 10:51:13 +0530 TaxTMI RSS Generator https://www.taxtmi.com/caselaws?id=403390 The appellant, a trading member of two exchanges, was expelled and declared a defaulter by the respondent exchange due to irregularities including misuse of client securities and funds, failure to fulfill financial obligations, and repeat violations. Despite attempts to settle complaints and surrender the license, the appellant's history of violations and failure to address pending complaints led to the dismissal of the appeal. The Tribunal upheld the expulsion and declaration as a defaulter, emphasizing the need to protect market integrity and investor interests. Case-Laws SEBI Tue, 17 Nov 2020 00:00:00 +0530 https://www.taxtmi.com/caselaws?id=403390