https://www.taxtmi.com/article/detailed?id=9523 SEBI's framework for research analysts defines covered persons and research reports, prescribes minimum qualifications, certification and capital/net worth requirements, and mandates registration subject to fit and proper and infrastructure assessment. It requires written policies to manage conflicts of interest, restricts personal and entity trading around recommendations, and imposes blackout periods for publication where the analyst or entity has managerial or underwriting roles. Mandatory disclosures, recordkeeping, annual compliance audits, appointment of a compliance officer for corporate entities, inspection powers, enforcement measures and a time bound exemption for regulatory sandbox activities are also prescribed. en-us Sat, 24 Oct 2020 12:31:02 +0530 Sat, 24 Oct 2020 12:31:02 +0530 TaxTMI RSS Generator https://www.taxtmi.com/article/detailed?id=9523 SEBI's framework for research analysts defines covered persons and research reports, prescribes minimum qualifications, certification and capital/net worth requirements, and mandates registration subject to fit and proper and infrastructure assessment. It requires written policies to manage conflicts of interest, restricts personal and entity trading around recommendations, and imposes blackout periods for publication where the analyst or entity has managerial or underwriting roles. Mandatory disclosures, recordkeeping, annual compliance audits, appointment of a compliance officer for corporate entities, inspection powers, enforcement measures and a time bound exemption for regulatory sandbox activities are also prescribed. Articles Corporate Laws / IBC / SEBI Sat, 24 Oct 2020 12:31:02 +0530 https://www.taxtmi.com/article/detailed?id=9523