https://www.taxtmi.com/acts?id=38189 The Schedule prescribes the application and registration regime for portfolio managers under SEBI's 2020 Regulations: Form A compels detailed corporate, personnel, infrastructural, financial and operational disclosures and supporting documents; applicants must submit business plans, IT and disaster recovery arrangements, financial schedules, bankers' and auditor particulars, risk and grievance procedures, draft client agreements and disclosure documents; Form C requires certification of the disclosure document; Form B records the certificate of registration and its conditional validity; multiple regulatory declarations and fit and proper attestations are mandated. en-us Tue, 21 Jan 2020 17:17:34 +0530 Tue, 17 Sep 2024 12:33:25 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=38189 The Schedule prescribes the application and registration regime for portfolio managers under SEBI's 2020 Regulations: Form A compels detailed corporate, personnel, infrastructural, financial and operational disclosures and supporting documents; applicants must submit business plans, IT and disaster recovery arrangements, financial schedules, bankers' and auditor particulars, risk and grievance procedures, draft client agreements and disclosure documents; Form C requires certification of the disclosure document; Form B records the certificate of registration and its conditional validity; multiple regulatory declarations and fit and proper attestations are mandated. Act-Rules SEBI Tue, 21 Jan 2020 17:17:34 +0530 https://www.taxtmi.com/acts?id=38189