https://www.taxtmi.com/acts?id=38152 Regulation 7 sets SEBI's criteria for granting portfolio manager registration, including corporate status, infrastructure, a compliance officer, and a principal officer with prescribed professional qualification, requisite securities market experience and NISM certification (with transitional and continuity requirements). It mandates minimum staff qualifications and experience, requires decision makers in fund management to meet principal officer standards, and authorises the Board to consider disciplinary actions, litigation, convictions, net worth compliance (with some exceptions), fitness and propriety, and investor interest. en-us Tue, 21 Jan 2020 16:49:04 +0530 Wed, 07 Aug 2024 11:45:14 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=38152 Regulation 7 sets SEBI's criteria for granting portfolio manager registration, including corporate status, infrastructure, a compliance officer, and a principal officer with prescribed professional qualification, requisite securities market experience and NISM certification (with transitional and continuity requirements). It mandates minimum staff qualifications and experience, requires decision makers in fund management to meet principal officer standards, and authorises the Board to consider disciplinary actions, litigation, convictions, net worth compliance (with some exceptions), fitness and propriety, and investor interest. Act-Rules SEBI Tue, 21 Jan 2020 16:49:04 +0530 https://www.taxtmi.com/acts?id=38152