https://www.taxtmi.com/notifications?id=131979 These regulations require mandatory registration of portfolio managers with the Board, prescribing application procedures, fees, net worth and fit and proper criteria, staffing and infrastructure requirements, and ongoing obligations including appointment of a compliance officer and custodian, segregation of client funds and securities, maintenance of client wise accounts and records, preparation and filing of a certified Disclosure Document, periodic reporting to clients and the Board, and submission to inspection, audit and enforcement by the Board. en-us Thu, 16 Jan 2020 00:00:00 +0530 Wed, 22 Jan 2020 10:30:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/notifications?id=131979 These regulations require mandatory registration of portfolio managers with the Board, prescribing application procedures, fees, net worth and fit and proper criteria, staffing and infrastructure requirements, and ongoing obligations including appointment of a compliance officer and custodian, segregation of client funds and securities, maintenance of client wise accounts and records, preparation and filing of a certified Disclosure Document, periodic reporting to clients and the Board, and submission to inspection, audit and enforcement by the Board. Notifications SEBI Thu, 16 Jan 2020 00:00:00 +0530 https://www.taxtmi.com/notifications?id=131979