https://www.taxtmi.com/acts?id=38111 Registration of a stock broker is subject to conditions including membership of a stock exchange, compliance with the exchange's rules and bye-laws, prior regulatory approval for change of status or constitution before continuing to act, payment of regulatory fees in the prescribed manner, and taking adequate steps to redress investor grievances within one month while keeping the regulator informed of complaint particulars; the prior-approval requirement does not remove any separate obligation to obtain fresh registration where applicable. en-us Mon, 16 Dec 2019 15:40:20 +0530 Mon, 16 Sep 2024 17:10:13 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=38111 Registration of a stock broker is subject to conditions including membership of a stock exchange, compliance with the exchange's rules and bye-laws, prior regulatory approval for change of status or constitution before continuing to act, payment of regulatory fees in the prescribed manner, and taking adequate steps to redress investor grievances within one month while keeping the regulator informed of complaint particulars; the prior-approval requirement does not remove any separate obligation to obtain fresh registration where applicable. Act-Rules SEBI Mon, 16 Dec 2019 15:40:20 +0530 https://www.taxtmi.com/acts?id=38111